Palantir Technologies Inc. — Director's Dealing 2020

Dec 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-12-22

Reporting Person: Taylor Ryan D. (See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-22	Employee Stock Option (Right to buy)	$3.25	M	122405	Disposed	2023-10-16	Class B Common Stock (122405)	Direct
2020-12-22	Class B Common Stock	$3.25	M	122405	Acquired		Class A Common Stock (122405)	Direct
2020-12-22	Employee Stock Option (Right to buy)	$1.10	M	8079	Disposed	2021-06-28	Class B Common Stock (8079)	Direct
2020-12-22	Class B Common Stock	$1.10	M	8079	Acquired		Class A Common Stock (8079)	Direct

Footnotes

F1: The indicated transactions are related and were undertaken in compliance with a preexisting Rule 10b5-1 trading plan and the Issuer's lock-up terms. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of Class B Common Stock held.

F2: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F3: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4: The indicated transactions are related and were undertaken in compliance with a preexisting Rule 10b5-1 trading plan and the Issuer's lock-up terms. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of Class B Common Stock held.