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Palantir Technologies Inc. — Director's Dealing 2020
Dec 31, 2020
29752_dirs_2020-12-30_4811dbeb-9212-4b64-93cd-2555ef527114.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-12-29
Reporting Person: Glazer David A. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-29 | Class A Common Stock | M | 3831 | $4.75 | Acquired | 3118111 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-29 | Employee Stock Option (Right to buy) | $4.75 | M | 3831 | Disposed | 2024-03-16 | Class A Common Stock (3831) | Direct |
Footnotes
F1: The indicated transactions are related and were undertaken in compliance with a preexisting Rule 10b5-1 trading plan and the Issuer's lock-up terms. The Reporting Person exercised vested Class A Common Stock options, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of Class A Common Stock held.
F2: The options exercised in this transaction were fully vested and exercisable as of the transaction date.
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