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PagerDuty, Inc. — Director's Dealing 2021
Aug 14, 2021
31891_dirs_2021-08-13_276f3afc-d91e-4277-aa01-4106e893628e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PagerDuty, Inc. (PD)
CIK: 0001568100
Period of Report: 2021-08-11
Reporting Person: Tejada Jennifer (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-11 | Common Stock | M | 50000.00 | $2.00 | Acquired | 559528.00 | Direct |
| 2021-08-11 | Common Stock | M | 13458.00 | $7.43 | Acquired | 572986.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-11 | Stock Option (Right to Buy) | $7.43 | M | 13458.00 | Disposed | 2028-07-09 | Common Stock (13458.00) | Direct |
| 2021-08-11 | Stock Option (Right to Buy) | $2.00 | M | 50000.00 | Disposed | 2026-07-21 | Common Stock (50000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 125000.00 | Indirect |
| Common Stock | 125000.00 | Indirect |
Footnotes
F1: The Reporting Person exercised the options to purchase common stock. The shares issued upon exercise have not been sold.
F2: A portion of these shares represent restricted stock units.
F3: The option becomes exercisable as follows: (a) 713,084 of 740,000 shares will vest monthly starting 7/10/2019 for 36 months; (b) additionally 26,916 shares subject to the incentive stock option will have 13,458 shares vest on January 10 in each of 2021 and 2022, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates.
F4: The option becomes exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 7/22/2016 and an additional 50,000 shares subject to the incentive stock option first become exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 3,638,426 shares first become exercisable on 7/22/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the part (b) shares vests on the 12-month anniversary of 7/18/2016 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.