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PagerDuty, Inc. — Director's Dealing 2021
Sep 17, 2021
31891_dirs_2021-09-16_55c68f3a-e1ac-4de7-877d-a78a3bca93a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PagerDuty, Inc. (PD)
CIK: 0001568100
Period of Report: 2021-09-14
Reporting Person: Wilson Howard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-14 | Common Stock | M | 3374.00 | $2.00 | Acquired | 277075.00 | Direct |
| 2021-09-14 | Common Stock | S | 11537.00 | $45.09 | Disposed | 265538.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-14 | Stock Option (Right to Buy) | $2.00 | M | 3374.00 | Disposed | 2026-12-29 | Common Stock (3374.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50.00 | Indirect |
Footnotes
F1: A portion of these shares represent restricted stock units.
F2: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F3: The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.