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PagerDuty, Inc. — Director's Dealing 2020
Sep 21, 2020
31891_dirs_2020-09-21_7d6ba3d5-da5d-401d-b0cc-1d55243729de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PagerDuty, Inc. (PD)
CIK: 0001568100
Period of Report: 2020-09-16
Reporting Person: Giamalis Stacey (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-16 | Common Stock | M | 226.00 | $2.00 | Acquired | 80471.00 | Direct |
| 2020-09-16 | Common Stock | S | 226.00 | $25.00 | Disposed | 80245.00 | Direct |
| 2020-09-18 | Common Stock | M | 774.00 | $2.00 | Acquired | 81019.00 | Direct |
| 2020-09-18 | Common Stock | S | 774.00 | $25.00 | Disposed | 80245.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-16 | Stock Option (Right to Buy) | $5.865 | M | 226.00 | Disposed | 2028-04-08 | Common Stock (226.00) | Direct |
| 2020-09-18 | Stock Option (Right to Buy) | $5.865 | M | 774.00 | Disposed | 2028-04-08 | Common Stock (774.00) | Direct |
Footnotes
F1: A portion of these shares represent restricted stock units.
F2: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F3: The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.