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Pagaya Technologies Ltd. — Director's Dealing 2025
Jan 4, 2025
31528_dirs_2025-01-03_a8eade4a-da7e-41df-8c71-df01b695c9f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2025-01-01
Reporting Person: DAS SANJIV (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-01 | Class A Ordinary Share | A | 17077 | — | Acquired | 81871 | Direct |
| 2025-01-02 | Class A Ordinary Share | S | 6343 | $9.97 | Disposed | 75528 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-01 | Restricted Stock Unit | $0 | M | 17077 | Disposed | Class A Ordinary Share (17077) | Direct |
Footnotes
F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the quarterly vesting of a compensatory award.
F2: 1/4th of the total 68,306 RSUs initially subject to this award vested on October 1, 2024, 1/4th vested on January 1, 2025 and the remaining RSUs shall vest over the following four quarters in four equal installments.