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Pagaya Technologies Ltd. — Director's Dealing 2025
Jan 4, 2025
31528_dirs_2025-01-03_74b15154-148e-42ad-8eb8-35495de7dd7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2025-01-01
Reporting Person: Rosen Tami (Director, Chief Development Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-01 | Class A Ordinary Share | A | 56916 | — | Acquired | 95097 | Direct |
| 2025-01-02 | Class A Ordinary Share | S | 21547 | $9.97 | Disposed | 73550 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-01 | Restricted Stock Unit | $0 | M | 56916 | Disposed | Class A Ordinary Share (56916) | Direct |
Footnotes
F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the quarterly vesting of a compensatory award.
F2: 1/3rd of the total 170,765 RSUs initially subject to this award vested on October 1, 2024, 1/3rd vested on January 1, 2025 and the remaining RSUs shall vest over the following two quarters in two equal installments.