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Pagaya Technologies Ltd. — Director's Dealing 2024
Apr 9, 2024
31528_dirs_2024-04-09_ebfff063-0e00-4f88-bcdb-fbf6403d7a0b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-04-08
Reporting Person: Yulzari Yahav (Director, Chief Revenue Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Share | 239699 | Direct |
| Class B Ordinary Share | 4589174 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.44 | 2030-08-11 | Class B Ordinary Share (582680) | Direct | |
| Non-Qualified Stock Option (right to buy) | $18.96 | 2031-03-17 | Class B Ordinary Share (5493530) | Direct |
Footnotes
F1: Represents total shares prior to the acquisition of shares on April 3, 2024
F2: 1/4th of the shares subject to the option became vested and exercisable on May 21, 2021, and 1/16th of the shares subject to the option shall become vested and exercisable every three months thereafter.
F3: 1/2nd of the shares subject to the option became vested and exercisable on June 22, 2022, 1/3rd of the shares subject to the option became vested and exercisable on August 21, 2022, and the remainder of the shares subject to the option shall become vested and exercisable with the attainment of meeting the remaining performance goal specified in the option agreement.