AI assistant
Pagaya Technologies Ltd. — Director's Dealing 2024
Apr 26, 2024
31528_dirs_2024-04-26_48e3a0cf-acb0-48ad-95ec-15b705377e59.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-04-08
Reporting Person: GOLUB HARVEY (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Share | 5656 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.53 | 2028-11-26 | Class A Ordinary Share (64372) | Direct | |
| Non-Qualified Stock Option (right to buy) | $18.96 | 2031-03-17 | Class A Ordinary Share (169650) | Direct | |
| Restricted Stock Unit | $0 | Class A Ordinary Share (5656) | Direct |
Footnotes
F1: 1/9th of the shares subject to the option became vested and exercisable on November 26, 2018, and 1/9th of the shares subject to the option became vested and exercisable every three months thereafter.
F2: 1/2nd of the shares subject to the option became vested and exercisable on June 22, 2022, 1/3rd of the shares subject to the option became vested and exercisable on August 21, 2022, and the remainder of the shares subject to the option shall become vested and exercisable with the attainment of meeting the remaining performance goal specified in the option agreement.
F3: 1/4th of the total 11,312 restricted stock units initially subject to this award vested on December 13, 2023, and 1/4th of the total units initially subject to this award vest every three months thereafter.