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Pagaya Technologies Ltd. — Director's Dealing 2024
May 17, 2024
31528_dirs_2024-05-17_e37be8ec-a1d4-48de-a852-16df6a97c501.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-04-08
Reporting Person: Bower Scott (Deputy Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Share | 1471 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (1947) | Direct | |
| Incentive Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (1947) | Direct | |
| Incentive Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (1947) | Direct | |
| Non-Qualified Stock Option (right to buy) | $12.24 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $12.24 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $12.24 | 2032-02-13 | Class A Ordinary Share (3274) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (1327) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (1327) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (3275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.36 | 2032-02-13 | Class A Ordinary Share (1328) | Direct | |
| Restricted Stock Unit | $0 | Class A Ordinary Share (34153) | Direct | ||
| Restricted Stock Unit | $0 | Class A Ordinary Share (7812) | Direct |
Footnotes
F1: 1/4th of the total 34,153 restricted stock units initially subject to this award vest on May 15, 2024, 1/4th of the total units initially subject to this award vest on January 1, 2025 and the remainder of the award vests in equal amounts every three months for the following 12 months thereafter.
F2: 1/4th of the total 20,833 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests every three months for the 12 months thereafter.