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Pagaya Technologies Ltd. — Director's Dealing 2024
May 17, 2024
31528_dirs_2024-05-17_3abdc76d-e463-464f-a90f-997b7b45ad0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-05-15
Reporting Person: Bower Scott (Deputy Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-15 | Class A Ordinary Share | M | 8538 | — | Acquired | 10009 | Direct |
| 2024-05-16 | Class A Ordinary Share | S | 3155 | $11.90 | Disposed | 6854 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-15 | Restricted Stock Unit | $0 | M | 8538 | Disposed | Class A Ordinary Share (8538) | Direct |
Footnotes
F1: Securities sold to cover tax obligations.
F2: 1/4th of the total 34,153 restricted stock units initially subject to this award vested on May 15, 2024, 1/4th of the total units initially subject to this award vest on January 1, 2025 and the remainder of the award vests in equal amounts every three months for the following 12 months thereafter.