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Pagaya Technologies Ltd. — Director's Dealing 2024
Aug 22, 2024
31528_dirs_2024-08-21_60a382e0-b5c4-46aa-b6a8-de3c73c52af3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-07-01
Reporting Person: Bower Scott (Deputy Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Class A Ordinary Share | M | 2604 | — | Acquired | 9458 | Direct |
| 2024-07-01 | Class A Ordinary Share | S | 978 | $12.81 | Disposed | 8480 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-01 | Restricted Stock Unit | $0 | M | 2604 | Disposed | Class A Ordinary Share (2604) | Direct |
Footnotes
F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2: 1/4th of the total 20,833 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests every three months for the 12 months thereafter.