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Pagaya Technologies Ltd. — Director's Dealing 2024
Aug 22, 2024
31528_dirs_2024-08-21_46b535e1-6145-4475-bec4-c349b6e0233e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-04-16
Reporting Person: DAS SANJIV (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-16 | Class A Ordinary Share | M | 45834 | — | Acquired | 68561 | Direct |
| 2024-04-16 | Class A Ordinary Share | S | 14452 | $9.92 | Disposed | 54109 | Direct |
| 2024-07-16 | Class A Ordinary Share | M | 22917 | — | Acquired | 77026 | Direct |
| 2024-07-16 | Class A Ordinary Share | S | 10794 | $14.57 | Disposed | 66232 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-16 | Restricted Stock Unit | $0 | M | 45834 | Disposed | Class A Ordinary Share (45834) | Direct | |
| 2024-07-16 | Restricted Stock Unit | $0 | M | 22917 | Disposed | Class A Ordinary Share (22917) | Direct |
Footnotes
F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2: 1/4th of the total 183,333 restricted stock units initially subject to this award will vest on April 16, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter.