Pagaya Technologies Ltd. — Director's Dealing 2024

Aug 22, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-07-01

Reporting Person: Perros Evangelos (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-07-01	Class A Ordinary Share	A	4166	—	Acquired	4166	Direct
2024-07-01	Class A Ordinary Share	S	1750	$12.81	Disposed	2416	Direct
2024-08-01	Class A Ordinary Share	A	45546	—	Acquired	47962	Direct
2024-08-01	Class A Ordinary Share	S	24171	$13.55	Disposed	23791	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-07-01	Restricted Stock Unit	$0	A	4166	Disposed		Class A Ordinary Share (4166)	Direct
2024-08-01	Restricted Stock Unit	$0	A	45546	Disposed		Class A Ordinary Share (45546)	Direct

Footnotes

F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.

F2: 1/4th of the total 33,333 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests in equal installments every three months for the 12 months thereafter.

F3: 1/6th of the total 273,224 restricted stock units subject to this award vest each on August 1, 2024 and January 1, 2025, and the remaining 2/3rd of the grant shall vest over the following 24 months in equal quarterly installments on April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026, April 1, 2026, July 1, 2026, October 1, 2026 and January 1, 2027.