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Pagaya Technologies Ltd. — Director's Dealing 2024
Sep 30, 2024
31528_dirs_2024-09-30_c22c5ad1-42df-490d-9fe9-6aa580d6ec6f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-09-20
Reporting Person: Kim Nam Woo (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Share | 3741 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $0 | Class A Ordinary Share (2282) | Direct | ||
| Restricted Stock Unit | $0 | Class A Ordinary Share (833) | Direct | ||
| Restricted Stock Unit | $0 | Class A Ordinary Share (5122) | Direct |
Footnotes
F1: 1/4th of the total 5,216 RSUs initially subject to this award vested on April 11, 2023, and the remaining RSUs shall vest over the following three years in 12 equal quarterly installments.
F2: 1/4th of the total 3,333 RSUs initially subject to this award vested on April 1, 2023, 1/4th vested on January 1, 2024, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2024.
F3: 1/4 of the total 6,830 RSUs initially subject to this award vested on May 15, 2024, 1/4 shall vest on January 1, 2025, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2025.