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Pagaya Technologies Ltd. — Director's Dealing 2024
Oct 3, 2024
31528_dirs_2024-10-03_95009179-433c-4513-8901-d1627fb5e05d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-10-01
Reporting Person: Kim Nam Woo (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-01 | Class A Ordinary Share | A | 417 | — | Acquired | 4158 | Direct |
| 2024-10-02 | Class A Ordinary Share | S | 171 | $9.90 | Disposed | 3987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-01 | Restricted Stock Unit | $0 | A | 417 | Disposed | Class A Ordinary Share (417) | Direct |
Footnotes
F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2: 1/4 of the total 3,333 initially subjected to this award vested on April 1, 2023, 1/4 vested on January 1, 2024, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2024, and thereafter.