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Pagaya Technologies Ltd. — Director's Dealing 2024
Oct 15, 2024
31528_dirs_2024-10-15_77d6242a-0c44-4bfb-859f-2d10fff1f4d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-10-11
Reporting Person: Kim Nam Woo (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-11 | Class A Ordinary Share | A | 326 | — | Acquired | 4313 | Direct |
| 2024-10-11 | Class A Ordinary Share | S | 133 | $10.83 | Disposed | 4180 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-11 | Restricted Stock Unit | $0 | A | 326 | Disposed | Class A Ordinary Share (326) | Direct |
Footnotes
F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2: 1/4th of the total 5,216 restricted stock units vested on April 11, 2023, and the remaining shall vest over the following three years in 12 equal quarterly installments.