Pagaya Technologies Ltd. — Director's Dealing 2024

Nov 4, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pagaya Technologies Ltd. (PGY)
CIK: 0001883085
Period of Report: 2024-10-31

Reporting Person: Rosen Tami (Director, Chief Development Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-10-31	Class A Ordinary Share	M	15625	—	Acquired	99052	Direct
2024-11-01	Class A Ordinary Share	S	7966	$11.57	Disposed	91086	Direct
2024-10-31	Class A Ordinary Share	S	17570	$12.0611	Disposed	73516	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-10-31	Restricted Stock Unit	$0	M	15625	Disposed		Class A Ordinary Share (15625)	Direct

Footnotes

F1: Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.

F2: This sale was effected pursuant to a 10b5-1 plan, as noted on the form specific filing information.

F3: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.21 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: 1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and the remaining vests quarterly, in four equal installments.