PACIFIC EDGE LIMITED — Major Shareholding Notification 2021

Mar 16, 2021

Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

To	NZX Limited
and
To	Pacific Edge Limited (“PEB”)
Relevant event being disclosed:	Disclosure of movement of 1% or more in
	substantial holding
Date of relevant event:	12 March 2021
Date this disclosure made:	17 March 2021
Date last disclosure made:	21 October 2020

Substantial product holder(s) giving disclosure

Substantial product holder(s) giving	disclosure
Full name(s):	Both Harbour Asset Management Limited and
	Jarden Securities Limited are making substantial
	product holder disclosures in this Notice.

Summary of substantial holding

Harbour Asset Management Limited:

Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)
Summary for:		Harbour Asset Management Limited
Forthis disclosure -	(a) total number held in class:	97,893,912
	(b) total in class:	727,779,398
	(c) total percentage held in class:	13.451%
Forlast disclosure -	(a) total number held in class:	104,918,286
	(b) total in class:	724,763,562
	(c) total percentage held in class:	14.476%

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Summary of substantial holding

Jarden Securities Limited:

Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)
Summary for:		Jarden Securities Limited(includes DIMS service)
Forthis disclosure -	(a) total number held in class:	8,180,965
	(b) total in class:	727,779,398
	(c) total percentage held in class:	1.124%
Forlast disclosure -	(a) total number held in class:	513,811
	(b) total in class:	724,763,562
	(c) total percentage held in class:	0.071%

Summary of substantial holding

All Related Bodies Corporate:

Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)
Summary for:		Harbour Asset Management Limited and Jarden Securities Limited
Forthis disclosure -	(a) total number held in class:	106,074,877
	(b) total in class:	727,779,398
	(c) total percentage held in class:	14.575%
Forlast disclosure -	(a) total number held in class:	105,432,097
	(b) total in class:	724,763,562
	(c) total percentage held in class:	14.547%

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Details of transactions and events giving rise to relevant event:

Details of on-market purchases, on-market sales, off-market transfers into DIMS Service and creation of Smartshares baskets of the related bodies corporate since the last relevant event on 20 October 2020, as summarised in the table below:

Details for:	Harbour Asset Management Limited	Jarden Securities Limited	Jarden Securities Limited (DIMS)
Nature of relevant interest(s):	As fund manager, the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares, under investment powers contained in investment management agreements with clients (the beneficial owners of the product) or managed fund trust deeds.	As beneficial owner, through normal on-market trading activity, with the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares.	Jarden Securities Limited has, as provider of discretionary investment management services (DIMS) under various investment management agreements with clients (the beneficial owners of the product), the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares.
On-market purchases – number of shares	2,898,068	4,528,446	7,670,506
On-market purchases – Gross Consideration	$2,852,686	$3,805,744	$6,892,280
On-market sales – number of shares	9,922,442	3,580,778	144,838
On-market sales – Gross Consideration	$9,314,433	$2,868,781	$152,708
Off-market Smartshares basket creation (sales)	N/A	741,136	N/A
Net Transfers into DIMS Service	N/A	N/A	134,954

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Details after relevant event:

Details for:	Harbour Asset Management Limited	Jarden Securities Limited	Jarden Securities Limited (DIMS)
Nature of relevant interest(s):	As fund manager, the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares, under investment powers contained in investment management agreements with clients (the beneficial owners of the product) or managed fund trust deeds.	As beneficial owner, through normal on-market trading activity, with the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares.	Jarden Securities Limited has, as provider of discretionary investment management services (DIMS) under various investment management agreements with clients (the beneficial owners of the product), the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisitionordisposalof), the Shares.
For that relevant	interest,
Number held in class after the relevant event:	97,893,912	6,532	8,174,433
Percentage held in class	13.451%	0.001%	1.123%
Current registered holder of financial products:	Various nominees or custodians for and on behalf of Harbour Asset Management Limited	Jarden Securities Limited	FNZ Custodians Limited (as sub- custodian of Jarden Custodial Services Limited)
Registered holder of financial products once transfer is registered:	Various nominees or custodians for and on behalf of Harbour Asset Management Limited and unknown	Jarden Securities Limited and unknown	FNZ Custodians Limited (as sub- custodian of Jarden Custodial Services Limited)

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Additional information

Address(es) of substantial Level 14, 171 Featherston Street, Wellington product holder(s): Contact details: Kate Livingston + 64 9 307 5747 kate.livingston@jarden.co.nz Nature of connection Harbour Asset Management Limited and Jarden between substantial product Securities Limited are related bodies corporate. holders:

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: None

Certification

I, Kate Livingston, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

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