PACIFIC EDGE LIMITED — Major Shareholding Notification 2020

Sep 17, 2020

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013

To NZX Limited
and
To Pacific Edge Ltd
Date this disclosure made:	17 September	2020
Date on which substantial holding began:	17 September	2020
Substantial product holder(s) giving disclosure
Full name(s): ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ
Custodial Services New Zealand Limited
Summary of substantial holding

Class of quoted voting products: Common Stock - PEB

Summary for:	ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ
	Custodial Services New Zealand Limited (aggregated as related bodies
	corporate)
Forthisdisclosure,—
(a) total number held in class: 37,219,305
(b) total in class:	724,764,000
(c) total percentage	held in class: 5.135%
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so
that these are not double-counted in the aggregated related bodies disclosure.
Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ
Custodial Services New	Zealand Limited are as follows.

Summary for: ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand Limited (aggregated as related bodies corporate)	Summary for: ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand Limited (aggregated as related bodies corporate)
Forthisdisclosure,— (a) total number held in class: 37,219,305
(b) total in class: 724,764,000
(c) total percentage held in class: 5.135% The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so that these are not double-counted in the aggregated related bodies disclosure. Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand Limited are as follows.
Summary for: ANZ New Zealand Investments Limited
Forthisdisclosure,—
(a) total number held in class: 28,162,482
(b) total in class: 724,764,000
(c) total percentage held in class: 3.886%
Summary for: ANZ Bank New Zealand Limited
Forthisdisclosure,—
(a) total number held in class: 9,056,823
(b) total in class: 724,764,000
(c) total percentage held in class: 1.250% Summary for: ANZ Custodial Services New Zealand Limited
Forthisdisclosure,—
(a) total number held in class: 9,239,578
(b) total in class: 724,764,000
(c) total percentage held in class: 1.275% Details of relevant interests

Details for: ANZ New Zealand Investments Limited

Nature of relevant interest(s):

ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed investment schemes under investment management contracts and as a discretionary investment management service (DIMS)

provider in respect of investment portfolios under a wholesale DIMS client agreement. ANZ Investments has a relevant interest in the financial products arising only from the powers of investment contained in the investment management contracts and wholesale DIMS client agreement as it has:

• a qualified power to control the exercise of the right to vote attached to the financial products; and

• a qualified power to acquire or dispose of the financial products.

The investment management contracts and wholesale DIMS client agreement are not attached to this notice pursuant to regulation 142 of the Financial Markets Conduct Regulations 2014 (Regulations).

For that relevant interest,—

(a) number held in class: 28,162,482
(b) percentage held in class: 3.886%
Unknown (c) current registered holder(s):
(d) registered holder(s) once transfers are registered: The New Zealand Guardian Trust Company Limited 27,979,727 or ANZ
Custodial Services New Zealand Limited 182,755
ANZ Investments also has a relevant interest in the holdings of ANZ Bank New Zealand Limited and ANZ Custodial Services New
Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.

Details for:

ANZ Bank New Zealand Limited

Nature of relevant interest(s):

ANZ Bank New Zealand Limited (ANZ Bank) acts as a discretionary investment management service (DIMS) provider in respect of investment portfolios under a DIMS client agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained in the DIMS client agreement as it has:

• a qualified power to control the exercise of the right to vote attached to the financial products; and

• a qualified power to acquire or dispose of the financial products.

The DIMS client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.

For that relevant interest,—

(a)	number held in class:	8,901,994
(b)	percentage held in class:	1.228%
(c)	current registered holder(s):	Unknown
(d)	registered holder(s) once transfers are registered:	ANZ Custodial Services New Zealand Limited
ANZ	Bank also provides a trading and custody service in respect of individual client investment portfolios under a trading service

ANZ Bank also provides a trading and custody service in respect of individual client investment portfolios under a trading service client agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained in the trading service client agreement as it has:

• a qualified power to control the exercise of the right to vote attached to the financial products; and

• a conditional power to dispose of the financial products.

The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.

For that relevant interest,—

(a) number held in class: 154,829
(b) percentage held in class: 0.021%
Unknown (c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited and ANZ Custodial Services New
Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.
Details for: ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for:
-ANZ New Zealand Investments Limited's wholesale discretionary investment management service under a custody agreement;
and
-ANZ Bank New Zealand Limited's discretionary investment management service and trading and custody service under a custody
agreement.
ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.

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The custody agreements are not attached to this notice pursuant to regulation 141 of the Regulations.

For that relevant interest,—
(a) number held in class: 9,239,578
(b) percentage held in class: 1.275%
Unknown (c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited ANZCS also has a relevant interest in the holdings of ANZ New Zealand Investments Limited and ANZ Bank New Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.

Details of transactions and events giving rise to substantial holding

Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:

On-market trades

Transaction Type	Period	Shares	Consideration (NZD)
On-market Purchases	17/06/2020-17/09/2020	3,271,916.00	(1,959,805.77)
		3,271,916.00	(1,959,805.77)

Off-market trades

Transaction Type	Date of transaction	Name of other party to the transaction	Shares	Consideration (NZD)
Off-market Purchase	24/07/2020		561,217.00	(364,791.05)
Off-market Purchase	24/07/2020		19,403,775.00	(12,612,453.75)
Off-market Purchase	24/07/2020		4,925,574.00	(3,201,623.10)
			24,890,566.00	(16,178,867.90)

Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited: Relevant interests under the DIMS

On-market trades

Transaction Type	Period	Shares	Consideration (NZD)
On-market Purchases	17/06/2020-17/09/2020	9,029,510.00	(5,880,279.27)
On-market Sales	17/06/2020-17/09/2020	(127,516.00)	82,803.23
		8,901,994.00	(5,797,476.04)

Off-market trades

Transaction Type	Date of transaction	Name of other party ot the transaction	Shares	Consideration (NZD)
Off-market Purchase	29/07/2020		2,033.00	(1,545.08)
Off-market Sale	29/07/2020		(2,033.00)	1,545.08
Off-market Sale	29/07/2020		(2,033.00)	1,545.08
Off-market Purchase	29/07/2020		2,033.00	(1,545.08)
Off-market Purchase	06/08/2020		753.00	(549.69)
Off-market Sale	06/08/2020		(753.00)	549.69
			-	-
Relevant interests under the trading and custody service On-market trades
Transaction Type	Period		Shares	Consideration (NZD)
On-market Purchases	17/06/2020-17/09/2020		32,600.00	(23,891.62)
			32,600.00	(23,891.62)
On-market trades Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:

Transaction Type	Period	Shares	Consideration (NZD)
On-market Purchases	17/06/2020-17/09/2020	9,244,865.00	(6,022,699.36)
On-market Sales	17/06/2020-17/09/2020	(127,516.00)	82,803.23
		9,117,349.00	(5,939,896.13)
Off-market trades

Transaction Type	Date of transaction	Name of other party ot the transaction	Shares	Consideration (NZD)

Off-market Purchase	29/07/2020		2,033.00	(1,545.08)
Off-market Sale	29/07/2020		(2,033.00)	1,545.08
Off-market Sale	29/07/2020		(2,033.00)	1,545.08
Off-market Purchase	29/07/2020		2,033.00	(1,545.08)
Off-market Purchase	06/08/2020		753.00	(549.69)
Off-market Sale	06/08/2020		(753.00)	549.69
			-	-
Additional information
Address(es) of substantial product holder(s): ANZ Investments, ANZ Bank and ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010

Contact details: Mitchell Tapp, 0800 269 296, mitchell.tapp@anz.com

Nature of connection between substantial security holders:

ANZ New Zealand Investments, ANZ Bank New Zealand and ANZ Custodial Services New Zealand are related bodies corporate under section 237(d) of the Financial Markets Conduct Act 2013.

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: None

Certification

I, Mitchell Tapp, certify that, to the best of my knowledge and belief, the information contained

in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.