PACIFIC EDGE LIMITED — Major Shareholding Notification 2020

Jul 6, 2020

Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

To	NZX Limited
and
To	Pacific Edge Limited (“PEB”)
Relevant event being disclosed:	Disclosure of movement of 1% or more in
	substantial holding
Date of relevant event:	3 July 2020
Date this disclosure made:	7 July 2020
Date last disclosure made:	4 February 2019

Substantial product holder(s) giving disclosure

Substantial product holder(s) giving	disclosure
Full name(s):	Jarden Securities Limited and
	Harbour Asset Management Limited

Summary of substantial holding

Harbour Asset Management Limited:

Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)
Summary for:		Harbour Asset Management Limited
Forthis disclosure -	(a) total number held in class:	120,103,278
	(b) total in class:	689,652,227
	(c) total percentage held in class:	17.415%
Forlast disclosure -	(a) total number held in class:	83,926,508
	(b) total in class:	510,871,464
	(c) total percentage held in class:	16.428%

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Summary of substantial holding

Jarden Securities Limited:

Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)
Summary for:		Jarden Securities Limited
Forthis disclosure -	(a) total number held in class:	528,925 (includes DIMS service)
	(b) total in class:	689,652,227
	(c) total percentage held in class:	0.077%
Forlast disclosure -	(a) total number held in class:	226,000 (excludes DIMS service)
	(b) total in class:	510,871,464
	(c) total percentage held in class:	0.044%

Summary of substantial holding

All Related Bodies Corporate:

Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)	Class of quoted voting products: Ordinary shares (Shares)
Summary for:		Jarden Securities Limited and Harbour Asset Management Limited
Forthis disclosure -	(a) total number held in class:	120,632,203
	(b) total in class:	689,652,227
	(c) total percentage held in class:	17.492%
Forlast disclosure -	(a) total number held in class:	84,152,508
	(b) total in class:	510,871,464
	(c) total percentage held in class:	16.472%

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Details of transactions and events giving rise to relevant event:

The transactions/events giving rise to this disclosure obligation are:

• following a review of the substantial product holder disclosure methodologies and practices for Jarden Partners Limited and its related bodies corporate, this disclosure now includes the relevant interest arising under the investment management agreements that Jarden Securities Limited is a party to for the purposes of providing discretionary investment management services ( DIMS ) to its clients (this relevant interest was not included in the last disclosure made on 4 February 2019); and

• on-market trades, and transfers in and out of DIMS service as summarised in the table below:

Details for:	Harbour Asset Management Limited	Jarden Securities Limited	Jarden Securities Limited (DIMS)
Nature of relevant interest(s):	As fund manager, the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares, under investment powers contained in investment management agreements with clients (the beneficial owners of the product) or managed fund trust deeds.	As beneficial owner, through normal on-market trading activity, with the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares.	Jarden Securities Limited has, as provider of discretionary investment management services (DIMS) under various investment management agreements with clients (the beneficial owners of the product), the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares.
On-market purchases – number of shares	44,103,295	5,131,176	Nil
On-market purchases – Gross Consideration	$7,529,348	$1,623,545	Nil
On-market sales – number of shares	7,926,525	5,157,176	1,819,011
On-market sales – Gross Consideration	$1,907,617	$1,809,600	$401,959
Transfers Into DIMS Service	N/A	N/A	85,368
Transfers Out of DIMS Service	N/A	N/A	329,804

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Details after relevant event:

Details for:	Harbour Asset Management Limited	Jarden Securities Limited	Jarden Securities Limited (DIMS)
Nature of relevant interest(s):	As fund manager, the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares, under investment powers contained in investment management agreements with clients (the beneficial owners of the product) or managed fund trust deeds.	As beneficial owner, through normal on-market trading activity, with the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisition or disposal of), the Shares.	Jarden Securities Limited has, as provider of discretionary investment management services (DIMS) under various investment management agreements with clients (the beneficial owners of the product), the power to exercise (or control the exercise of) a right to vote attached to, and power to acquire or dispose of (or control the acquisitionordisposalof), the Shares.
For that relevant	interest,
Number held in class after the relevant event:	120,103,278	200,000	328,925
Percentage held in class	17.415%	0.029%	0.048%
Current registered holder of financial products:	Various nominees or custodians for and on behalf of Harbour Asset Management Limited and unknown	Jarden Securities Limited and unknown	FNZ Custodians Limited (as sub- custodian of Jarden Custodial Services Limited)
Registered holder of financial products once transfer is registered:	Various nominees or custodians for and on behalf of Harbour Asset Management Limited	Jarden Securities Limited and unknown	FNZ Custodians Limited (as sub- custodian of Jarden Custodial Services Limited)

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Additional information

Additional information
Address(es) of substantial	Level 14, 171 Featherston Street, Wellington
product holder(s):
Contact details:	Kate Livingston
	+ 64 9 307 5747
	kate.livingston@jarden.co.nz
Nature of connection	Jarden Securities Limited and Harbour Asset
between substantial product	Management Limited are related bodies corporate.
holders:

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: None

Certification

I, Kate Livingston, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

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