Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PACIFIC CURRENT GROUP LIMITED Major Shareholding Notification 2022

Jun 6, 2022

65526_rns_2022-06-06_b967a0ee-3702-495e-a5a1-8c74762a45e9.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
-
3/06/2022
The previous notice was given to the company on
11/05/2022
The previous notice was dated
9/05/2022
2. Previous and present voting power
The % substantial is based on the shares on issue of 51,149,723 as disclosed by the Company on 14-04-2022.
3. Changes in relevant interests
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
4,035,354
ORDINARY
4,035,354
HOLDER OF
SHARES
696,549
ORDINARY
696,549
HOLDER OF
SHARES
403,215
ORDINARY
403,215
MERRILL LYNCH (AUS) NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH
INTERNATIONAL LIMITED
Holder of relevant interest
UBS AG, AUSTRALIA
BRANCH
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered as
holder (8)
UBS AG, AUSTRALIA BRANCH
J.P MORGAN SECURITIES
PLC
J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES PLC
ORDINARY
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Consideration (9)
4,848,336
9.48%
5,135,118
10.04%
Holder of relevant interest
Date of acquisition
See Annexure 2
Class and number of securities
Form 604
Corporations Act 2001
Section 671B
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant
interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Notice of change of interests of substantial holder
There was a change in the interests of the substantial holder on
Class of securities (4)
Voting power (5)
Person's votes
Previous notice
Current notice
Person's votes
Voting power (5)
Pacific Current Group Ltd (PAC)
006 708 792
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
-
3/06/2022
The previous notice was given to the company on
11/05/2022
The previous notice was dated
9/05/2022
2. Previous and present voting power
The % substantial is based on the shares on issue of 51,149,723 as disclosed by the Company on 14-04-2022.
3. Changes in relevant interests
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
4,035,354
ORDINARY
4,035,354
HOLDER OF
SHARES
696,549
ORDINARY
696,549
HOLDER OF
SHARES
403,215
ORDINARY
403,215
MERRILL LYNCH (AUS) NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH
INTERNATIONAL LIMITED
Holder of relevant interest
UBS AG, AUSTRALIA
BRANCH
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered as
holder (8)
UBS AG, AUSTRALIA BRANCH
J.P MORGAN SECURITIES
PLC
J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES PLC
ORDINARY
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Consideration (9)
4,848,336
9.48%
5,135,118
10.04%
Holder of relevant interest
Date of acquisition
See Annexure 2
Class and number of securities
Form 604
Corporations Act 2001
Section 671B
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant
interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Notice of change of interests of substantial holder
There was a change in the interests of the substantial holder on
Class of securities (4)
Voting power (5)
Person's votes
Previous notice
Current notice
Person's votes
Voting power (5)
Pacific Current Group Ltd (PAC)
006 708 792
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
-
3/06/2022
The previous notice was given to the company on
11/05/2022
The previous notice was dated
9/05/2022
2. Previous and present voting power
The % substantial is based on the shares on issue of 51,149,723 as disclosed by the Company on 14-04-2022.
3. Changes in relevant interests
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
4,035,354
ORDINARY
4,035,354
HOLDER OF
SHARES
696,549
ORDINARY
696,549
HOLDER OF
SHARES
403,215
ORDINARY
403,215
MERRILL LYNCH (AUS) NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH
INTERNATIONAL LIMITED
Holder of relevant interest
UBS AG, AUSTRALIA
BRANCH
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled to be registered as
holder (8)
UBS AG, AUSTRALIA BRANCH
J.P MORGAN SECURITIES
PLC
J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN SECURITIES PLC
ORDINARY
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Consideration (9)
4,848,336
9.48%
5,135,118
10.04%
Holder of relevant interest
Date of acquisition
See Annexure 2
Class and number of securities
Form 604
Corporations Act 2001
Section 671B
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant
interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Notice of change of interests of substantial holder
There was a change in the interests of the substantial holder on
Class of securities (4)
Voting power (5)
Person's votes
Previous notice
Current notice
Person's votes
Voting power (5)
Pacific Current Group Ltd (PAC)
006 708 792
Regal Funds Management Pty Limited and its associates
(see Annexure 1)
Holder of relevant interest Considera
Date of acquisition
See Annexure 2
tion (9)
Class and number of securities
4. Present relevant inte
Particulars of each releva
rests
nt interest of the substantial holder in voting securities after t
MERRILL LYNCH
INTERNATIONAL LIMITED
Holder of relevant interest
UBS AG, AUSTRALIA
BRANCH
J.P MORGAN SECURITIES
PLC
MERRILL LYNCH (AUS) NOMINEES PTY LTD
MERR
INTERNAT
Registered holder of securities
UBS NOMINEES PTY LTD
Person entitled
ho
UBS AG, AUS
J.P. MORGAN PRIME NOMINEES LTD
J.P MORGAN
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
4,035,354
ORDINARY
4,035,354
HOLDER OF
SHARES
696,549
ORDINARY
696,549
HOLDER OF
SHARES
403,215
ORDINARY
403,215
ILL LYNCH
IONAL LIMITED
to be registered as
lder (8)
TRALIA BRANCH
SECURITIES PLC

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

==> picture [433 x 53] intentionally omitted <==

----- Start of picture text -----

Previous notice Current notice
Class of securities (4)
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 4,848,336 9.48% 5,135,118 10.04%
----- End of picture text -----*

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 2
Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
UBS AG, AUSTRALIA
BRANCH
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF
SHARES
4,035,354
ORDINARY
4,035,354
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
696,549
ORDINARY
696,549
J.P MORGAN SECURITIES
PLC
J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC HOLDER OF
SHARES
403,215
ORDINARY
403,215

==> picture [441 x 529] intentionally omitted <==

----- Start of picture text -----

5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
100% OWNER OF REGAL FUNDS MANAGEMENT PTY
REGAL PARTNERS LIMITED
LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL FUNDS MANAGEMENT PTY LIMITED
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL PARTNERS LIMITED
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 7/06/2022
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal Partners
Limited by virtue of control of Regal Funds Management Pty
10/05/2022 Limited) Buy 2122186.80 286782 Ordinary 286782
Regal Partners Limited now has a relevant interest in the interests held by Regal Funds Management Pty Limited as a result of the recent acquisition of Regal
Funds Management Pty Limited by Regal Partners Limited.
----- End of picture text -----