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PACIFIC CURRENT GROUP LIMITED — Major Shareholding Notification 2022
Jun 6, 2022
65526_rns_2022-06-06_b967a0ee-3702-495e-a5a1-8c74762a45e9.pdf
Major Shareholding Notification
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| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 3/06/2022 The previous notice was given to the company on 11/05/2022 The previous notice was dated 9/05/2022 2. Previous and present voting power The % substantial is based on the shares on issue of 51,149,723 as disclosed by the Company on 14-04-2022. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 4,035,354 ORDINARY 4,035,354 HOLDER OF SHARES 696,549 ORDINARY 696,549 HOLDER OF SHARES 403,215 ORDINARY 403,215 MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED MERRILL LYNCH INTERNATIONAL LIMITED Holder of relevant interest UBS AG, AUSTRALIA BRANCH Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH J.P MORGAN SECURITIES PLC J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 4,848,336 9.48% 5,135,118 10.04% Holder of relevant interest Date of acquisition See Annexure 2 Class and number of securities Form 604 Corporations Act 2001 Section 671B The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Notice of change of interests of substantial holder There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) Pacific Current Group Ltd (PAC) 006 708 792 Regal Funds Management Pty Limited and its associates (see Annexure 1) |
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 3/06/2022 The previous notice was given to the company on 11/05/2022 The previous notice was dated 9/05/2022 2. Previous and present voting power The % substantial is based on the shares on issue of 51,149,723 as disclosed by the Company on 14-04-2022. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 4,035,354 ORDINARY 4,035,354 HOLDER OF SHARES 696,549 ORDINARY 696,549 HOLDER OF SHARES 403,215 ORDINARY 403,215 MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED MERRILL LYNCH INTERNATIONAL LIMITED Holder of relevant interest UBS AG, AUSTRALIA BRANCH Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH J.P MORGAN SECURITIES PLC J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 4,848,336 9.48% 5,135,118 10.04% Holder of relevant interest Date of acquisition See Annexure 2 Class and number of securities Form 604 Corporations Act 2001 Section 671B The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Notice of change of interests of substantial holder There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) Pacific Current Group Ltd (PAC) 006 708 792 Regal Funds Management Pty Limited and its associates (see Annexure 1) |
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 3/06/2022 The previous notice was given to the company on 11/05/2022 The previous notice was dated 9/05/2022 2. Previous and present voting power The % substantial is based on the shares on issue of 51,149,723 as disclosed by the Company on 14-04-2022. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 4,035,354 ORDINARY 4,035,354 HOLDER OF SHARES 696,549 ORDINARY 696,549 HOLDER OF SHARES 403,215 ORDINARY 403,215 MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED MERRILL LYNCH INTERNATIONAL LIMITED Holder of relevant interest UBS AG, AUSTRALIA BRANCH Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH J.P MORGAN SECURITIES PLC J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 4,848,336 9.48% 5,135,118 10.04% Holder of relevant interest Date of acquisition See Annexure 2 Class and number of securities Form 604 Corporations Act 2001 Section 671B The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Notice of change of interests of substantial holder There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) Pacific Current Group Ltd (PAC) 006 708 792 Regal Funds Management Pty Limited and its associates (see Annexure 1) |
|---|---|---|
| Holder of relevant interest | Considera Date of acquisition See Annexure 2 |
tion (9) Class and number of securities |
| 4. Present relevant inte Particulars of each releva |
rests nt interest of the substantial holder in voting securities after t |
|
| MERRILL LYNCH INTERNATIONAL LIMITED Holder of relevant interest UBS AG, AUSTRALIA BRANCH J.P MORGAN SECURITIES PLC |
MERRILL LYNCH (AUS) NOMINEES PTY LTD MERR INTERNAT Registered holder of securities UBS NOMINEES PTY LTD Person entitled ho UBS AG, AUS J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN |
Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 4,035,354 ORDINARY 4,035,354 HOLDER OF SHARES 696,549 ORDINARY 696,549 HOLDER OF SHARES 403,215 ORDINARY 403,215 ILL LYNCH IONAL LIMITED to be registered as lder (8) TRALIA BRANCH SECURITIES PLC |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Previous notice Current notice
Class of securities (4)
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 4,848,336 9.48% 5,135,118 10.04%
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Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder | of | relevant | interest | Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|---|---|---|
| See Annexure 2 |
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| UBS AG, AUSTRALIA BRANCH |
UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | HOLDER OF SHARES |
4,035,354 ORDINARY |
4,035,354 |
| MERRILL LYNCH INTERNATIONAL LIMITED |
MERRILL LYNCH (AUS) NOMINEES PTY LTD | MERRILL LYNCH INTERNATIONAL LIMITED |
HOLDER OF SHARES |
696,549 ORDINARY |
696,549 |
| J.P MORGAN SECURITIES PLC |
J.P. MORGAN PRIME NOMINEES LTD | J.P MORGAN SECURITIES PLC | HOLDER OF SHARES |
403,215 ORDINARY |
403,215 |
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
100% OWNER OF REGAL FUNDS MANAGEMENT PTY
REGAL PARTNERS LIMITED
LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL FUNDS MANAGEMENT PTY LIMITED
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL PARTNERS LIMITED
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 7/06/2022
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal Partners
Limited by virtue of control of Regal Funds Management Pty
10/05/2022 Limited) Buy 2122186.80 286782 Ordinary 286782
Regal Partners Limited now has a relevant interest in the interests held by Regal Funds Management Pty Limited as a result of the recent acquisition of Regal
Funds Management Pty Limited by Regal Partners Limited.
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