PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

Regulatory Filings • Jun 18, 2019

8-K 1 pacb-20190618x8k.htm 8-K HTML document created with Certent Disclosure Management 6.30.0.1 Created on: 6/18/2019 1:17:05 PM 8K Annual Shareholder Meeting

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

June 18 , 201 9

Pacific Biosciences of California, Inc.

(Exact name of registrant as specified in its charter)

 — Delaware	001-34899	16-1590339
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

13 05 O’Brien Drive

Menlo Park, California 94025

(Address of principal executive offices, including zip code)

(650) 521-8000

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	PACB	The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □

ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.

Pacific Biosciences of California, Inc. (the “Company”) held its Annual Meeting of stockholders (the “Annual Meeting”) on June 18 , 201 9 . The matters voted upon at the Annual Meeting and the voting results for each proposal are set forth below.

Proposal 1 : Election of t hree Class II I Directors

 — Name of Director	For	Against	Abstain	Broker Non-Votes
David Botstein, Ph.D .	92,414,391	2,304,269	432,865	33,290,234
William Ericson	90,279,742	4,426,150	445,633	33,290,234
Kathy Ordoñez	91,727,703	2,976,488	447,334	33,290,234

Each director nominee was duly elected to serve until the 202 2 annual meeting of stockholders and until their successor is duly elected and qualified, subject to earlier resignation or removal .

Proposal 2 : Ratification of the Appointment of Independent Registered Public Accounting Firm

 — For	Against	Abstain
127,619,823	785,560	36,376

The stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 201 9 .

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Pacific Biosciences of California, Inc.

By:	/s/ Stephen M. Moore

	S tephen M. Moore Vice President, General Counsel and Corporate Secretary

Date: June 18 , 201 9