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PACCAR INC — Director's Dealing 2021
Feb 4, 2021
30005_dirs_2021-02-04_c0974208-5fef-47e4-9603-23a994917ded.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2021-02-02
Reporting Person: BARKLEY MICHAEL T (SR. VICE PRESIDENT/CONTROLLER)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-02 | Stock Option | $91.8900 | A | 13788.0000 | Acquired | 2031-02-02 | Common Stock (13788.0000) | Direct |
| 2021-02-02 | Stock Units (LTIP) | $ | A | 4272.0000 | Acquired | Common Stock (4272.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26706.0000 | Direct |
| Common Stock | 5.8500 | Indirect |
| Common Stock | 21223.0510 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $50.0000 | 2026-02-04 | Common Stock (10000.0000) | 10000.0000 | Direct |
| Stock Option | $65.5600 | 2029-02-06 | Common Stock (15786.0000) | 15786.0000 | Direct |
| Stock Option | $67.6300 | 2027-02-07 | Common Stock (12324.0000) | 12324.0000 | Direct |
| Stock Option | $68.6900 | 2028-02-07 | Common Stock (11372.0000) | 11372.0000 | Direct |
| Stock Option | $76.1800 | 2030-02-04 | Common Stock (12554.0000) | 12554.0000 | Direct |
| Stock Units (DCP) | $ | Common Stock (1054.5100) | 1054.5100 | Direct |
Footnotes
F1: Balance includes shares awarded under SIP (Company match) in exempt transaction(s) under Rule 16b-3(c) and Rule 16b-3(d).
F2: Option to buy awarded under PACCAR LTIP.
F3: Restricted stock units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F4: Restricted stock units awarded under PACCAR Long Term Incentive Plan (LTIP) and convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. Each award vests in four equal installments commencing on March 1 following the award and January 1 of the next three years.
F5: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.