AI assistant
PACCAR INC — Director's Dealing 2021
Mar 3, 2021
30005_dirs_2021-03-03_e0ae4604-2d5f-4f4b-913b-9a16e07c86ec.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2021-03-01
Reporting Person: BARKLEY MICHAEL T (SR. VICE PRESIDENT/CONTROLLER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | M | 1068.0000 | — | Acquired | 27774.0000 | Direct |
| 2021-03-01 | Common Stock | F | 421.0000 | $90.9900 | Disposed | 27353.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Stock Units (LTIP) | $ | M | 1068.0000 | Disposed | Common Stock (1068.0000) | Direct | |
| 2021-03-02 | Stock Units (DCP) | $ | J | 3.5830 | Acquired | Common Stock (3.5830) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5.8500 | Indirect |
| Common Stock | 21349.5300 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $65.5600 | 2029-02-06 | Common Stock (15786.0000) | 15786.0000 | Direct |
| Stock Option | $67.6300 | 2027-02-07 | Common Stock (12324.0000) | 12324.0000 | Direct |
| Stock Option | $68.6900 | 2028-02-07 | Common Stock (11372.0000) | 11372.0000 | Direct |
| Stock Option | $76.1800 | 2030-02-04 | Common Stock (12554.0000) | 12554.0000 | Direct |
| Stock Option | $91.8900 | 2031-02-02 | Common Stock (13788.0000) | 13788.0000 | Direct |
Footnotes
F1: Restricted stock units converted to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F2: Shares withheld for payment of tax liability in connection with the vesting of restricted shares and/or restricted stock units.
F3: Balance includes shares awarded under PACCAR Savings Investment Plan (Company match) in exempt transaction(s) under Rule16b-3(c) and Rule 16b-3(d).
F4: Restricted stock units held in deferred phantom stock account under Long Term Incentive Plan (LTIP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F5: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F6: Dividend on share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) reinvested pursuant to DCP.