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PACCAR INC — Director's Dealing 2020
Jun 4, 2020
30005_dirs_2020-06-04_924cbe1b-7911-48f2-82dc-38d784604974.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2020-06-02
Reporting Person: PIGOTT MARK C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-02 | COMMON STOCK (SIP) | J | 412.881 | $73.43 | Acquired | 94707.192 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-02 | COMMON STOCK (LTIP) | $ | J | 213.231 | Acquired | COMMON STOCK (213.231) | Direct | |
| 2020-06-02 | COMMON STOCK (DICP) | $ | J | 531.423 | Acquired | COMMON STOCK (531.423) | Direct | |
| 2020-06-02 | COMMON STOCK (DCP) | $ | J | 162.468 | Acquired | COMMON STOCK (162.468) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 3020937 | Direct |
| COMMON STOCK | 283280 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (92832) | 92832 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (134084) | 134084 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (108714) | 108714 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (85618) | 85618 | Direct |
Footnotes
F1: Shares held in PACCAR Savings Investment Plan (SIP).
F2: Dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
F3: Balance reflects a pro-rata, fractional share adjustment made by the SIP that was exempt under Rules 16b-3(c) and 16b-3(d).
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F6: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.
F7: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F8: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.
F9: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions
F10: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.