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PACCAR INC — Director's Dealing 2020
Sep 3, 2020
30005_dirs_2020-09-03_d4dd47ff-a182-419f-b67f-0974177b32a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2020-09-01
Reporting Person: BARKLEY MICHAEL T (SR. VICE PRESIDENT/CONTROLLER)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-01 | COMMON STOCK (DCP) | $ | J | 3.818 | Acquired | COMMON STOCK (3.818) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 24903.0 | Direct |
| COMMON STOCK (ESPP) | 5.85 | Direct |
| COMMON STOCK (SIP) | 21199.771 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (9236) | 9236 | Direct |
| STOCK OPTION | $62.46 | 2025-02-04 | COMMON STOCK (8562) | 8562 | Direct |
| STOCK OPTION | $50.00 | 2026-02-04 | COMMON STOCK (17368) | 17368 | Direct |
| STOCK OPTION | $67.63 | 2027-02-07 | COMMON STOCK (12324) | 12324 | Direct |
| STOCK OPTION | $68.69 | 2028-02-07 | COMMON STOCK (11372) | 11372 | Direct |
| STOCK OPTION | $65.56 | 2029-02-06 | COMMON STOCK (15786) | 15786 | Direct |
| STOCK OPTION | $76.18 | 2030-04-04 | COMMON STOCK (12554) | 12554 | Direct |
| STOCK UNITS (LTIP) | $ | COMMON STOCK (5922) | 5922 | Direct |
Footnotes
F1: Shares held in PACCAR Inc Employee Stock Purchase Plan (ESPP).
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: Option to buy awarded under PACCAR LTIP.
F4: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F5: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.
F6: Restricted stock units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.