AI assistant
PACCAR INC — Director's Dealing 2020
Oct 27, 2020
30005_dirs_2020-10-27_7629c8c4-60a7-446f-bc64-7c8740afa4b2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2020-10-23
Reporting Person: BARKLEY MICHAEL T (SR. VICE PRESIDENT/CONTROLLER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-23 | COMMON STOCK | M | 9236.0 | $59.15 | Acquired | 34139.0 | Direct |
| 2020-10-23 | COMMON STOCK | M | 8562.0 | $62.46 | Acquired | 42701.0 | Direct |
| 2020-10-23 | COMMON STOCK | M | 7368 | $50 | Acquired | 50069 | Direct |
| 2020-10-23 | COMMON STOCK | S | 25166 | $92.7194 | Disposed | 24903.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-23 | STOCK OPTION | $59.15 | M | 9236 | Disposed | 2024-02-07 | COMMON STOCK (9236) | Direct |
| 2020-10-23 | STOCK OPTION | $62.46 | M | 8562 | Disposed | 2025-02-04 | COMMON STOCK (8562) | Direct |
| 2020-10-23 | STOCK OPTION | $50.00 | M | 7368 | Disposed | 2026-02-04 | COMMON STOCK (7368) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK (ESPP) | 5.85 | Direct |
| COMMON STOCK (SIP) | 21199.771 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $67.63 | 2027-02-07 | COMMON STOCK (12324) | 12324 | Direct |
| STOCK OPTION | $68.69 | 2028-02-07 | COMMON STOCK (11372) | 11372 | Direct |
| STOCK OPTION | $65.56 | 2029-02-06 | COMMON STOCK (15786) | 15786 | Direct |
| STOCK OPTION | $76.18 | 2030-04-04 | COMMON STOCK (12554) | 12554 | Direct |
| COMMON STOCK (DCP) | $ | COMMON STOCK (1042.442) | 1042.442 | Direct | |
| STOCK UNITS (LTIP) | $ | COMMON STOCK (5922) | 5922 | Direct |
Footnotes
F1: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from 92.4800 to 92.9350 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Shares held in PACCAR Inc Employee Stock Purchase Plan (ESPP).
F3: Shares held in PACCAR Savings Investment Plan (SIP).
F4: Option to buy awarded under PACCAR LTIP.
F5: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F6: Restricted stock units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.