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PACCAR INC — Director's Dealing 2020
Nov 6, 2020
30005_dirs_2020-11-06_28d9957d-0d6d-42ab-a1fe-547fb8adbc0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2020-11-05
Reporting Person: PIGOTT MARK C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-05 | COMMON STOCK | M | 92832 | $50.5 | Acquired | 3113769 | Direct |
| 2020-11-05 | COMMON STOCK | S | 92832 | $90.33 | Disposed | 3020937 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | STOCK OPTION | $50.50 | M | 92832 | Disposed | 2021-02-03 | COMMON STOCK (92832) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 283280 | Indirect |
| COMMON STOCK (SIP) | 95104.36 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (134084) | 134084 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (108714) | 108714 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (85618) | 85618 | Direct |
| COMMON STOCK (LTIP) | $ | COMMON STOCK (49323.602) | 49323.602 | Direct | |
| COMMON STOCK (DICP) | $ | COMMON STOCK (122926.735) | 122926.735 | Direct | |
| COMMON STOCK (DCP) | $ | COMMON STOCK (37581.265) | 37581.265 | Direct |
Footnotes
F1: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from 89.03 to 90.94 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F6: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F7: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions