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PACCAR INC — Director's Dealing 2020
Dec 3, 2020
30005_dirs_2020-12-03_1a69c941-ee38-4188-8484-05bb261598ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2020-12-01
Reporting Person: PIGOTT MARK C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | COMMON STOCK (SIP) | J | 344.722 | $87.28 | Acquired | 95449.082 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | COMMON STOCK (LTIP) | $ | J | 180.838 | Acquired | COMMON STOCK (180.838) | Direct | |
| 2020-12-01 | COMMON STOCK (DICP) | $ | J | 450.693 | Acquired | COMMON STOCK (450.693) | Direct | |
| 2020-12-01 | COMMON STOCK (DCP) | $ | J | 137.787 | Acquired | COMMON STOCK (137.787) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 3020937 | Direct |
| COMMON STOCK | 283280 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (134084) | 134084 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (108714) | 108714 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (85618) | 85618 | Direct |
Footnotes
F1: Shares held in PACCAR Savings Investment Plan (SIP).
F2: Dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
F3: Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F6: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.
F7: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F8: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.
F9: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions
F10: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.