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PACCAR INC — Director's Dealing 2019
Nov 5, 2019
30005_dirs_2019-11-05_f1bde983-2fae-4f04-b3bc-330c3a8c40b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2019-11-01
Reporting Person: DOZIER C MICHAEL (VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | COMMON STOCK | M | 6644 | $47.81 | Acquired | 10163 | Direct |
| 2019-11-01 | COMMON STOCK | S | 6644 | $77.6508 | Disposed | 3519 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-01 | STOCK OPTION | $47.81 | M | 6644 | Disposed | 2023-02-06 | COMMON STOCK (6644) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK (SIP) | 9780.013 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (5232) | 5232 | Direct |
| STOCK OPTION | $62.46 | 2025-02-04 | COMMON STOCK (4814) | 4814 | Direct |
| STOCK OPTION | $50.00 | 2026-02-04 | COMMON STOCK (6926) | 6926 | Direct |
| STOCK OPTION | $67.63 | 2027-02-07 | COMMON STOCK (9406) | 9406 | Direct |
| STOCK OPTION | $68.69 | 2028-02-07 | COMMON STOCK (8290) | 8290 | Direct |
| STOCK OPTION | $65.56 | 2029-02-06 | COMMON STOCK (11178) | 11178 | Direct |
| STOCK UNITS (LTIP) | $ | COMMON STOCK (3180) | 3180 | Direct |
Footnotes
F1: Shares held in PACCAR Savings Investment Plan (SIP).
F2: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from 77.6300 to 77.6550 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F4: Restricted stock units awarded under LTIP and convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. Each award vests in four equal installments commencing on March 1 following the award and January 1 of the next three years.