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PACCAR INC — Director's Dealing 2017
Jan 11, 2017
30005_dirs_2017-01-10_a16fb728-c014-4786-9447-4740eca098ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2017-01-06
Reporting Person: BARKLEY MICHAEL T (SR. VICE PRESIDENT/CONTROLLER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-06 | COMMON STOCK (SIP) | J | 166.775 | $66.05 | Acquired | 18526.53 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-06 | COMMON STOCK (DCP) | $ | J | 8.176 | Acquired | COMMON STOCK (8.176) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 15914 | Direct |
| COMMON STOCK (ESPP) | 5.85 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (8782) | 8782 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (13662) | 13662 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (11728) | 11728 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (9236) | 9236 | Direct |
| STOCK OPTION | $62.46 | 2025-02-04 | COMMON STOCK (8562) | 8562 | Direct |
| STOCK OPTION | $50.00 | 2026-02-04 | COMMON STOCK (17368) | 17368 | Direct |
Footnotes
F1: Shares held in PACCAR Inc Employee Stock Purchase Plan (ESPP).
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: January 6, 2017 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F6: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.