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PACCAR INC — Director's Dealing 2017
Feb 10, 2017
30005_dirs_2017-02-09_73fca946-cbdf-44bf-88d7-42ca06d7c65a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2017-02-07
Reporting Person: BARKLEY MICHAEL T (SR. VICE PRESIDENT/CONTROLLER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-07 | COMMON STOCK | S | 881 | $68.5221 | Disposed | 15033 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK (ESPP) | 5.85 | Direct |
| COMMON STOCK (SIP) | 18550.756 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (8782) | 8782 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (13662) | 13662 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (11728) | 11728 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (9236) | 9236 | Direct |
| STOCK OPTION | $62.46 | 2025-02-04 | COMMON STOCK (8562) | 8562 | Direct |
| STOCK OPTION | $50.00 | 2026-02-04 | COMMON STOCK (17368) | 17368 | Direct |
| COMMON STOCK (DCP) | $ | COMMON STOCK (905.95) | 905.95 | Direct |
Footnotes
F1: Shares held in PACCAR Inc Employee Stock Purchase Plan (ESPP).
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: Balance includes shares awarded under SIP since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.