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PACCAR INC — Director's Dealing 2016
Sep 8, 2016
30005_dirs_2016-09-07_549aa04e-ad40-43ce-87d2-76cf796d4d5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2016-09-02
Reporting Person: PIGOTT MARK C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-02 | COMMON STOCK (SIP) | J | 323.551 | $59.53 | Acquired | 80579.383 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-02 | COMMON STOCK (LTIP) | $ | J | 170.836 | Acquired | COMMON STOCK (170.836) | Direct | |
| 2016-09-02 | COMMON STOCK (DICP) | $ | J | 425.766 | Acquired | COMMON STOCK (425.766) | Direct | |
| 2016-09-02 | COMMON STOCK (DCP) | $ | J | 130.166 | Acquired | COMMON STOCK (130.166) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 2886445 | Direct |
| COMMON STOCK | 1308892 | Indirect |
| COMMON STOCK | 283280 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $44.56 | 2017-01-31 | COMMON STOCK (112266) | 112266 | Direct |
| STOCK OPTION | $45.74 | 2018-01-30 | COMMON STOCK (98956) | 98956 | Direct |
| STOCK OPTION | $30.81 | 2019-02-06 | COMMON STOCK (194004) | 194004 | Direct |
| STOCK OPTION | $36.12 | 2020-02-02 | COMMON STOCK (134492) | 134492 | Direct |
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (92832) | 92832 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (134084) | 134084 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (108714) | 108714 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (85618) | 85618 | Direct |
Footnotes
F1: Shares held by a corporation in which Reporting Person is a shareholder. Holding is reported voluntarily as Reporting Person is not a controlling shareholder and has no voting or investment power with respect to the Issuer's securities.
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: September 2, 2016 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F6: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.
F7: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F8: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.
F9: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F10: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.