AI assistant
PACCAR INC — Director's Dealing 2016
Nov 10, 2016
30005_dirs_2016-11-10_590d50b1-11fd-4378-8ffd-eeb51633f977.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2016-11-08
Reporting Person: PIGOTT MARK C (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | COMMON STOCK | M | 112266 | $44.56 | Acquired | 2998711 | Direct |
| 2016-11-08 | COMMON STOCK | S | 112266 | $55.4748 | Disposed | 2886445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-08 | STOCK OPTION | $44.56 | M | 112266 | Disposed | 2017-01-31 | COMMON STOCK (112266) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 1308892 | Indirect |
| COMMON STOCK | 283280 | Indirect |
| COMMON STOCK (SIP) | 80829.884 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $45.74 | 2018-01-30 | COMMON STOCK (98956) | 98956 | Direct |
| STOCK OPTION | $30.81 | 2019-02-06 | COMMON STOCK (194004) | 194004 | Direct |
| STOCK OPTION | $36.12 | 2020-02-02 | COMMON STOCK (134492) | 134492 | Direct |
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (92832) | 92832 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (134084) | 134084 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (108714) | 108714 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (85618) | 85618 | Direct |
| COMMON STOCK (LTIP) | $ | COMMON STOCK (170.836) | 42317.54 | Direct | |
| COMMON STOCK (DICP) | $ | COMMON STOCK (425.766) | 105465.872 | Direct | |
| COMMON STOCK (DCP) | $ | COMMON STOCK (130.166) | 32243.112 | Direct |
Footnotes
F1: Shares held by a corporation in which Reporting Person is a shareholder. Holding is reported voluntarily as Reporting Person is not a controlling shareholder and has no voting or investment power with respect to the Issuer's securities.
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: Balance includes shares awarded under SIP since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F6: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.
F7: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.