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PACCAR INC — Director's Dealing 2016
Dec 7, 2016
30005_dirs_2016-12-06_e17df01a-789c-44d5-b8e9-ac9ce6ed7ceb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2016-12-02
Reporting Person: LeVier Jack K. (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-02 | COMMON STOCK (SIP) | J | 21.592 | $62.80 | Acquired | 5671.156 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-02 | COMMON STOCK (DCP) | $ | J | 10.643 | Acquired | COMMON STOCK (10.643) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 9463 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $30.81 | 2019-02-06 | COMMON STOCK (11498) | 11498 | Direct |
| STOCK OPTION | $36.12 | 2020-02-02 | COMMON STOCK (11530) | 11530 | Direct |
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (7566) | 7566 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (11458) | 11458 | Direct |
| STOCK OPTION | $47.81 | 2023-02-06 | COMMON STOCK (8762) | 8762 | Direct |
| STOCK OPTION | $59.15 | 2024-02-07 | COMMON STOCK (8620) | 8620 | Direct |
| STOCK OPTION | $62.46 | 2025-02-04 | COMMON STOCK (7586) | 7586 | Direct |
| STOCK OPTION | $50.00 | 2026-02-04 | COMMON STOCK (11696) | 11696 | Direct |
Footnotes
F1: Shares held in PACCAR Savings Investment Plan (SIP).
F2: December 2, 2016 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.
F3: Balance includes shares awarded under SIP since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F6: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.