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PACCAR INC — Director's Dealing 2012
Dec 6, 2012
30005_dirs_2012-12-06_f0ac9c57-8db0-408c-8238-17cabb4834cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2012-12-04
Reporting Person: BARKLEY MICHAEL T (VICE PRESIDENT/CONTROLLER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-04 | COMMON STOCK (SIP) | J | 67.655 | $43.74 | Acquired | 14863.426 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-04 | COMMON STOCK (DCP) | $ | J | 2.1375 | Acquired | COMMON STOCK (2.1375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK (ESPP) | 5.85 | Direct |
| COMMON STOCK | 3438 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $44.56 | 2017-01-31 | COMMON STOCK (8925) | 8925 | Direct |
| STOCK OPTION | $45.74 | 2018-01-30 | COMMON STOCK (8332) | 8332 | Direct |
| STOCK OPTION | $30.81 | 2019-01-31 | COMMON STOCK (13892) | 13892 | Direct |
| STOCK OPTION | $36.12 | 2020-02-02 | COMMON STOCK (12354) | 12354 | Direct |
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (8782) | 8782 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (13662) | 13662 | Direct |
Footnotes
F1: Shares held in PACCAR Inc Employee Stock Purchase Plan (ESPP).
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: December 4, 2012 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP. (SIP information based on most recent report from SIP trustee - received December 5, 2012)
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F6: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.