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PACCAR INC — Director's Dealing 2012
Dec 6, 2012
30005_dirs_2012-12-06_717a1e24-fce9-47d3-95b3-c5631d4e5e5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2012-12-04
Reporting Person: PIGOTT MARK C (Director, CHAIRMAN & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-04 | COMMON STOCK (SIP) | J | 316.556 | $43.74 | Acquired | 69544.965 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-04 | COMMON STOCK (LTIP) | $ | J | 169.615 | Acquired | COMMON STOCK (169.615) | Direct | |
| 2012-12-04 | COMMON STOCK (DICP) | $ | J | 422.723 | Acquired | COMMON STOCK (422.723) | Direct | |
| 2012-12-04 | COMMON STOCK (DCP) | $ | J | 129.2352 | Acquired | COMMON STOCK (129.2352) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 2913423 | Direct |
| COMMON STOCK | 1308892 | Indirect |
| COMMON STOCK | 283280 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $25.31 | 2014-01-15 | COMMON STOCK (135067) | 135067 | Direct |
| STOCK OPTION | $32.11 | 2015-01-20 | COMMON STOCK (173043) | 173043 | Direct |
| STOCK OPTION | $32.23 | 2016-01-26 | COMMON STOCK (147343) | 147343 | Direct |
| STOCK OPTION | $44.56 | 2017-01-31 | COMMON STOCK (112266) | 112266 | Direct |
| STOCK OPTION | $45.74 | 2018-01-30 | COMMON STOCK (98956) | 98956 | Direct |
| STOCK OPTION | $30.81 | 2019-01-31 | COMMON STOCK (194004) | 194004 | Direct |
| STOCK OPTION | $36.12 | 2020-02-02 | COMMON STOCK (134492) | 134492 | Direct |
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (92832) | 92832 | Direct |
| STOCK OPTION | $43.24 | 2022-02-02 | COMMON STOCK (134084) | 134084 | Direct |
Footnotes
F1: Shares held by a corporation in which Reporting Person is a shareholder. Holding is reported voluntarily as Reporting Person is not a controlling shareholder and has no voting or investment power with respect to the Issuer's securities.
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: December 4, 2012 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP. (SIP information based on most recent report from SIP trustee - received December 5, 2012)
F4: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F5: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable conditions.
F6: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.
F7: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable conditions.
F8: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.
F9: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable conditions.
F10: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.