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PACCAR INC — Director's Dealing 2011
Nov 9, 2011
30005_dirs_2011-11-09_4a7d4891-ec77-4b9f-8a47-b106712d56ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2011-11-08
Reporting Person: PIGOTT MARK C (Director, CHAIRMAN & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-08 | COMMON STOCK | M | 284724 | $12.54 | Acquired | 3182013 | Direct |
| 2011-11-08 | COMMON STOCK | S | 284724 | $43.71 | Disposed | 2897289 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-08 | STOCK OPTION | $12.54 | M | 284724 | Disposed | 2012-01-23 | COMMON STOCK (284724) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 1308892 | Indirect |
| COMMON STOCK | 283280 | Indirect |
| COMMON STOCK (SIP) | 66482.732 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $13.96 | 2013-01-15 | COMMON STOCK (248427) | 248427 | Direct |
| STOCK OPTION | $25.31 | 2014-01-15 | COMMON STOCK (135067) | 135067 | Direct |
| STOCK OPTION | $32.11 | 2015-01-20 | COMMON STOCK (173043) | 173043 | Direct |
| STOCK OPTION | $32.23 | 2016-01-26 | COMMON STOCK (147343) | 147343 | Direct |
| STOCK OPTION | $44.56 | 2017-01-31 | COMMON STOCK (112266) | 112266 | Direct |
| STOCK OPTION | $45.74 | 2018-01-30 | COMMON STOCK (98956) | 98956 | Direct |
| STOCK OPTION | $30.81 | 2019-01-31 | COMMON STOCK (194004) | 194004 | Direct |
| STOCK OPTION | $36.12 | 2020-02-02 | COMMON STOCK (134492) | 134492 | Direct |
| STOCK OPTION | $50.50 | 2021-02-03 | COMMON STOCK (92832) | 92832 | Direct |
| COMMON STOCK (LTIP) | $ | COMMON STOCK (35520.131) | 35520.131 | Direct | |
| COMMON STOCK (DICP) | $ | COMMON STOCK (88525.0302) | 88525.0302 | Direct | |
| COMMON STOCK (DCP) | $ | COMMON STOCK (27063.9442) | 27063.9442 | Direct |
Footnotes
F1: Shares held by a corporation in which Reporting Person is a shareholder. Holding is reported voluntarily as Reporting Person is not a controlling shareholder and has no voting or investment power with respect to the Issuer's securities.
F2: Shares held in PACCAR Savings Investment Plan (SIP).
F3: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F4: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable conditions.
F5: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable conditions.
F6: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable conditions.