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PACCAR INC — Director's Dealing 2004
Sep 8, 2004
30005_dirs_2004-09-08_bb9cbf1b-e7cd-4bc0-a4b8-f5888b8a7a18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PACCAR INC (PCAR)
CIK: 0000075362
Period of Report: 2004-09-07
Reporting Person: PIGOTT MARK C (Director, CHAIRMAN & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-06-14 | COMMON STOCK | G | 38000 | — | Disposed | 1042452 | Direct |
| 2004-06-14 | COMMON STOCK | G | 38000 | — | Acquired | 54794 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-09-07 | COMMON STOCK (LTIP) | $ | J | 40.1 | Acquired | COMMON STOCK (40.1) | Direct | |
| 2004-09-07 | COMMON STOCK (DICP) | $ | J | 99.9 | Acquired | COMMON STOCK (99.9) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK (SIP) | 23194.1 | Direct |
| COMMON STOCK | 581730 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| STOCK OPTION | $9.67 | 2005-04-25 | COMMON STOCK (51392) | 51392 | Direct |
| STOCK OPTION | $11.00 | 2006-04-30 | COMMON STOCK (95719) | 95719 | Direct |
| STOCK OPTION | $16.28 | 2007-04-29 | COMMON STOCK (118912) | 118912 | Direct |
| STOCK OPTION | $23.78 | 2008-04-28 | COMMON STOCK (89155) | 89155 | Direct |
| STOCK OPTION | $23.90 | 2009-04-27 | COMMON STOCK (138165) | 138165 | Direct |
| STOCK OPTION | $18.56 | 2010-01-25 | COMMON STOCK (156133) | 156133 | Direct |
| STOCK OPTION | $22.94 | 2011-01-24 | COMMON STOCK (152151) | 152151 | Direct |
| STOCK OPTION | $28.20 | 2012-01-23 | COMMON STOCK (126544) | 126544 | Direct |
| STOCK OPTION | $31.40 | 2013-01-15 | COMMON STOCK (110412) | 110412 | Direct |
| STOCK OPTION | $56.95 | 2014-01-15 | COMMON STOCK (60030) | 60030 | Direct |
Footnotes
F1: Shares held in PACCAR Savings Investment Plan (SIP). SIP information based on most recent report from SIP trustee.
F2: Transfer to Reporting Person as custodian for children under Washington Uniform Transfers to Minors Act.
F3: Bona fide gift - no consideration.
F4: Shares in which beneficial ownership is disclaimed.
F5: Shares held by a corporation in which Reporting Person is a shareholder. Holding is reported voluntarily as Reporting Person is not a controlling shareholder and has no voting or investment power with respect to the Issuer's securities.
F6: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).
F7: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F8: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.
F9: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions.
F10: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.