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P10, Inc. — Director's Dealing 2024
Mar 13, 2024
32070_dirs_2024-03-12_99d7c241-ff1d-4f38-a025-5fbf1ecb2215.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2024-03-09
Reporting Person: Poston Edwin A. (N/A)
Reporting Person: TrueBridge Colonial Fund, u/a dated 11/15/2015 (N/A)
Reporting Person: Williams Mel (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-09 | Class A Common Stock | M | 43155 | — | Acquired | 66649 | Direct |
| 2024-03-09 | Class A Common Stock | F | 12546 | $8.09 | Disposed | 54103 | Direct |
| 2024-03-09 | Class A Common Stock | M | 43155 | — | Acquired | 66649 | Direct |
| 2024-03-09 | Class A Common Stock | F | 12465 | $8.09 | Disposed | 54184 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-09 | Restricted Stock Units | $ | M | 43155 | Disposed | Class A Common Stock (43155) | Direct | |
| 2024-03-09 | Restricted Stock Units | $ | M | 43155 | Disposed | Class A Common Stock (43155) | Direct |
Footnotes
F1: This Form 4 is being filed by Edwin Poston and Mel Williams (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. In addition, Mr. Poston serves as a director on the Board of Directors of the Issuer.
F2: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F3: These securities are owned directly by Mr. Poston.
F4: These securities are owned directly by Mr. Williams.
F5: On March 9, 2023, Mr. Poston was granted a total of 43,155 RSUs, all of which vested on the first anniversary of the grant date.
F6: On March 9, 2023, Mr. Williams was granted a total of 43,155 RSUs, all of which vested on the first anniversary of the grant date.