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P10, Inc. — Director's Dealing 2024
Oct 26, 2024
32070_dirs_2024-10-25_5f2cbfee-92f2-451c-bc88-368953dc121f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2024-10-23
Reporting Person: 210 Capital, LLC (N/A)
Reporting Person: Alpert Robert H (N/A)
Reporting Person: Webb C Clark (N/A)
Reporting Person: COVENANT RHA PARTNERS, L.P. (N/A)
Reporting Person: CCW/LAW Holdings, LLC (N/A)
Reporting Person: RHA Investments, Inc. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-23 | Class A Common Stock | M | 442064 | — | Acquired | 776214 | Direct |
| 2024-10-23 | Class A Common Stock | F | 231843 | $11.27 | Disposed | 544371 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-10-23 | Restricted Stock Units | $ | M | 442064 | Disposed | Class A Common Stock (442064) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 339028 | Direct |
| Class A Common Stock | 2500000 | Indirect |
Footnotes
F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Executive Vice Chairman and a director of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as a director of the Issuer (collectively, the "Reporting Persons").
F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
F3: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F4: These securities are owned directly by Mr. Webb.
F5: These securities are owned directly by Mr. Alpert.
F6: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
F7: Pursuant to the terms of his Executive Transition Agreement, dated October 20, 2023 (the "Transition Agreement"), Mr. Webb was previously granted (i) 107,527 RSUs on October 23, 2023; (ii) 97,848 RSUs on January 2, 2024; (iii) 118,765 RSUs on April 1, 2024; and (iv) 117,924 RSUs on July 1, 2024. In connection with the termination of the Transition Agreement effective October 23, 2024, all 442,064 of such RSUs vested on such date.