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P10, Inc. Director's Dealing 2023

Mar 15, 2023

32070_dirs_2023-03-14_a75a144b-a009-4dfe-87ff-25bb0678fd00.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-01-31

Reporting Person: Feinglass Michael (10% Owner, See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-31 Class A Common Stock M 42000 $2.03 Acquired 42000 Direct
2023-01-31 Class A Common Stock F 19818 $11.13 Disposed 22182 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-31 Stock Option (right to buy) $2.03 M 42000 Disposed 2028-01-30 Class A Common Stock (42000) Direct
2023-03-09 Stock Option (right to buy) $9.93 A 12000 Acquired 2033-03-09 Class A Common Stock (12000) Direct

Footnotes

F1: These stock options were inadvertently omitted from the Reporting Person's Form 3 and all subsequent Forms 4.

F2: On January 30, 2018, the Reporting Person was granted a total of 42,000 stock options with an exercise price of $2.03 per share (after giving effect to the intervening 0.7-for-1.0 revese stock split of the Issuer), subject to the Reporting Person remaining in continuous service through the fifth anniversary of such grant date. As such, these stock options became fully vested on January 30, 2023.

F3: On March 9, 2023, the Reporting Person was granted a total of 12,000 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that the Reporting Person remains in continuous service with the Issuer through such date.