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P10, Inc. — Director's Dealing 2023
Mar 15, 2023
32070_dirs_2023-03-14_a75a144b-a009-4dfe-87ff-25bb0678fd00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-01-31
Reporting Person: Feinglass Michael (10% Owner, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-31 | Class A Common Stock | M | 42000 | $2.03 | Acquired | 42000 | Direct |
| 2023-01-31 | Class A Common Stock | F | 19818 | $11.13 | Disposed | 22182 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-31 | Stock Option (right to buy) | $2.03 | M | 42000 | Disposed | 2028-01-30 | Class A Common Stock (42000) | Direct |
| 2023-03-09 | Stock Option (right to buy) | $9.93 | A | 12000 | Acquired | 2033-03-09 | Class A Common Stock (12000) | Direct |
Footnotes
F1: These stock options were inadvertently omitted from the Reporting Person's Form 3 and all subsequent Forms 4.
F2: On January 30, 2018, the Reporting Person was granted a total of 42,000 stock options with an exercise price of $2.03 per share (after giving effect to the intervening 0.7-for-1.0 revese stock split of the Issuer), subject to the Reporting Person remaining in continuous service through the fifth anniversary of such grant date. As such, these stock options became fully vested on January 30, 2023.
F3: On March 9, 2023, the Reporting Person was granted a total of 12,000 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that the Reporting Person remains in continuous service with the Issuer through such date.