P10, Inc. — Director's Dealing 2023

Mar 15, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-03-02

Reporting Person: 210 Capital, LLC (Director, See Remarks, 10% Owner)
Reporting Person: Alpert Robert H (Director, See Remarks, 10% Owner)
Reporting Person: Webb C Clark (Director, See Remarks, 10% Owner)
Reporting Person: COVENANT RHA PARTNERS, L.P. (10% Owner)
Reporting Person: CCW/LAW Holdings, LLC (10% Owner)
Reporting Person: RHA Investments, Inc. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-02	Class A Common Stock	M	33540	—	Acquired	33540	Direct
2023-03-02	Class A Common Stock	F	8142	$10.82	Disposed	25398	Direct
2023-03-02	Class A Common Stock	M	33540	—	Acquired	33540	Direct
2023-03-02	Class A Common Stock	F	8142	$10.82	Disposed	25398	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-02	Restricted Stock Units	$	M	33540	Disposed		Classs A Common Stock (33540)	Direct
2023-03-02	Restricted Stock Units	$	M	33540	Disposed		Classs A Common Stock (33540)	Direct
2023-03-09	Restricted Stock Units	$	A	136668	Acquired		Classs A Common Stock (136668)	Direct
2023-03-09	Restricted Stock Units	$	A	136668	Acquired		Classs A Common Stock (136668)	Direct
2023-03-09	Stock Option (right to buy)	$9.93	A	228659	Acquired	2033-03-09	Classs A Common Stock (228659)	Direct
2023-03-09	Stock Option (right to buy)	$9.93	A	228659	Acquired	2033-03-09	Classs A Common Stock (228659)	Direct

Footnotes

F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of the direct holder of shares of Class B Common Stock; (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Co-Chief Executive Officer of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as Co-Chief Executive Officer of the Issuer (collectively, the "Reporting Persons").

F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.

F3: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.

F4: These securities are owned directly by Mr. Webb.

F5: These securities are owned directly by Mr. Alpert.

F6: On March 2, 2022, Mr. Webb was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.

F7: On March 2, 2022, Mr. Alpert was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.

F8: On March 9, 2023, Mr. Webb was granted a total of 136,668 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Webb remains in continuous service with the Issuer through such date.

F9: On March 9, 2023, Mr. Alpert was granted a total of 136,668 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Alpert remains in continuous service with the Issuer through such date.

F10: On March 9, 2023, Mr. Webb was granted a total of 228,659 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Webb remains in continuous service with the Issuer through such date.

F11: On March 9, 2023, Mr. Alpert was granted a total of 228,659 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Alpert remains in continuous service with the Issuer through such date.