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P10, Inc. — Director's Dealing 2023
Mar 15, 2023
32070_dirs_2023-03-14_2384f3a5-5c57-4e51-afd3-546991ce3317.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-03-02
Reporting Person: Souder William F. (Director, Chief Operating Officer, 10% Owner, See Remarks)
Reporting Person: Souder Family LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-02 | Class A Common Stock | M | 33540 | — | Acquired | 33540 | Direct |
| 2023-03-02 | Class A Common Stock | F | 8141 | $10.82 | Disposed | 25399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-02 | Restricted Stock Units | $ | M | 33540 | Disposed | Class A Common Stock (33540) | Direct | |
| 2023-03-09 | Restricted Stock Units | $ | A | 136668 | Acquired | Class A Common Stock (136668) | Direct | |
| 2023-03-09 | Stock Option (right to buy) | $9.93 | A | 228659 | Acquired | 2033-03-09 | Class A Common Stock (228659) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2: These securities are owned directly by Mr. Souder.
F3: On March 2, 2022, Mr. Souder was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
F4: On March 9, 2023, Mr. Souder was granted a total of 136,668 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Souder remains in continuous service with the Issuer through such date.
F5: On March 9, 2023, Mr. Souder was granted a total of 75,529 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Souder remains in continuous service with the Issuer through such date.