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P10, Inc. — Director's Dealing 2023
Mar 15, 2023
32070_dirs_2023-03-14_1f358417-0340-49b3-8146-a0d6322115dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-03-02
Reporting Person: Gehl Jeff Patrick (See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-02 | Class A Common Stock | M | 33540 | — | Acquired | 33540 | Direct |
| 2023-03-02 | Class A Common Stock | F | 16476 | $10.82 | Disposed | 17064 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-02 | Restricted Stock Units | $ | M | 33540 | Disposed | Class A Common Stock (33540) | Direct | |
| 2023-03-09 | Stock Option (right to buy) | $9.93 | A | 20000 | Acquired | 2033-03-09 | Class A Common Stock (20000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2: On March 2, 2022, Mr. Gehl was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
F3: On March 9, 2023, Mr. Gehl was granted a total of 20,000 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that Mr. Gehl remains in continuous service with the Issuer through such date.
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