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P10, Inc. — Director's Dealing 2023
Mar 15, 2023
32070_dirs_2023-03-15_a40255e6-f93e-4a3b-82b6-43cf758aaa6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-03-02
Reporting Person: Blatherwick Nell M. (See Remarks)
Reporting Person: Nelson Andrew Rowan (See Remarks)
Reporting Person: Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003 (See Remarks)
Reporting Person: Jon I. Madorsky Revocable Trust dated December 1, 2008 (See Remarks)
Reporting Person: Abell Alexander I. (See Remarks)
Reporting Person: McCoy David M. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-02 | Class A Common Stock | M | 4612 | $0.00 | Acquired | 5999 | Direct |
| 2023-03-02 | Class A Common Stock | F | 1596 | $10.82 | Disposed | 4403 | Direct |
| 2023-03-02 | Class A Common Stock | M | 4612 | $0.00 | Acquired | 5999 | Direct |
| 2023-03-02 | Class A Common Stock | F | 1596 | $10.82 | Disposed | 4403 | Direct |
| 2023-03-02 | Class A Common Stock | M | 16770 | $0.00 | Acquired | 16770 | Direct |
| 2023-03-02 | Class A Common Stock | F | 5101 | $10.82 | Disposed | 11669 | Direct |
| 2023-03-02 | Class A Common Stock | M | 16770 | $0.00 | Acquired | 16770 | Direct |
| 2023-03-02 | Class A Common Stock | F | 5101 | $10.82 | Disposed | 11669 | Direct |
| 2023-03-02 | Class A Common Stock | M | 33540 | $0.00 | Acquired | 33540 | Direct |
| 2023-03-02 | Class A Common Stock | F | 8265 | $10.82 | Disposed | 25275 | Direct |
| 2023-03-02 | Class A Common Stock | M | 16770 | $0.00 | Acquired | 19546 | Direct |
| 2023-03-02 | Class A Common Stock | F | 5101 | $10.82 | Disposed | 14445 | Direct |
| 2023-03-02 | Class A Common Stock | M | 33540 | $0.00 | Acquired | 33540 | Direct |
| 2023-03-02 | Class A Common Stock | F | 8265 | $10.82 | Disposed | 25275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-02 | Restricted Stock Units | $0.00 | M | 4612 | Disposed | 2023-03-02 | Class A Common Stock (4612) | Direct |
| 2023-03-02 | Restricted Stock Units | $0.00 | M | 4612 | Disposed | 2023-03-02 | Class A Common Stock (4612) | Direct |
| 2023-03-02 | Restricted Stock Units | $0.00 | M | 16770 | Disposed | 2023-03-02 | Class A Common Stock (16770) | Direct |
| 2023-03-02 | Restricted Stock Units | $0.00 | M | 16770 | Disposed | 2023-03-02 | Class A Common Stock (16770) | Direct |
| 2023-03-02 | Restricted Stock Units | $0.00 | M | 33540 | Disposed | 2023-03-02 | Class A Common Stock (33540) | Direct |
| 2023-03-02 | Restricted Stock Units | $0.00 | M | 16770 | Disposed | 2023-03-02 | Class A Common Stock (16770) | Direct |
| 2023-03-02 | Restricted Stock Units | $0.00 | M | 35540 | Disposed | 2023-03-02 | Class A Common Stock (35540) | Direct |
| 2023-03-09 | Stock Options | $9.93 | A | 8999 | Acquired | 2033-03-09 | Class A Common Stock (8999) | Direct |
| 2023-03-09 | Stock Options | $9.93 | A | 8998 | Acquired | 2033-03-09 | Class A Common Stock (8998) | Direct |
| 2023-03-09 | Restricted Stock Units | $0.00 | A | 5195 | Acquired | 2025-03-09 | Class A Common Stock (5195) | Direct |
| 2023-03-09 | Restricted Stock Units | $0.00 | A | 5195 | Acquired | 2025-03-09 | Class A Common Stock (5195) | Direct |
| 2023-03-09 | Restricted Stock Units | $0.00 | A | 17982 | Acquired | 2025-03-09 | Class A Common Stock (17982) | Direct |
| 2023-03-09 | Restricted Stock Units | $0.00 | A | 17982 | Acquired | 2025-03-09 | Class A Common Stock (17982) | Direct |
| 2023-03-09 | Restricted Stock Units | $0.00 | A | 35963 | Acquired | 2025-03-09 | Class A Common Stock (35963) | Direct |
| 2023-03-09 | Restricted Stock Units | $0.00 | A | 35963 | Acquired | 2025-03-09 | Class A Common Stock (35963) | Direct |
| 2023-03-09 | Restricted Stock Units | $0.00 | A | 35963 | Acquired | 2025-03-09 | Class A Common Stock (35963) | Direct |
Footnotes
F1: This Form 4 is being filed on behalf of (i) Nell M. Blatherwick, (ii) Andrew R. Nelson, (iii) the Charles K. Huebner Trust (the "Huebner Trust") and Charles K. Huebner, as trustee of the Huebner Trust, (iv) the Thomas P. Danis Revocable Living Trust (the "Danis Trust") and Thomas P. Danis, as trustee of the Danis Trust, (v) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust") and Jon I. Madorsky, as trustee of the Madorsky Trust, (vi) Alexander I. Abell, and (vii) David M. McCoy (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock.
F2: (Continued from Footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer held by each other Reporting Person, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. The securities reported herein do not include shares of Class B Common Stock that may be held by the Reporting Persons or securities held by any other group member other than the Reporting Persons.
F3: Line item reflects ownership and transactions for N. Blatherwick.
F4: Line item reflects ownership and transactions for A. Nelson
F5: Line item reflects ownership and transactions for, and these securities are held directly by, C. Huebner
F6: Line item reflects ownership and transactions for, and these securities are held directly by, T. Danis.
F7: Line item reflects ownership and transactions for, and these securities are held directly by, J. Madorsky.
F8: Line item reflects ownership and transactions for A.Abell.
F9: Line item reflects ownership and transactions for D. McCoy.
F10: Options cliff-vest five years from the date of grant, subject to continuous employment through the vesting date and earlier vesting upon the occurrence of certain events.
F11: Restricted stock units vest one year from the date of grant, subject to continuous employment through the vesting date.