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P10, Inc. — Director's Dealing 2023
Mar 17, 2023
32070_dirs_2023-03-17_3d391015-e929-495d-89cf-f85146b69592.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-03-02
Reporting Person: 210 Capital, LLC (Director, See Remarks, 10% Owner)
Reporting Person: Alpert Robert H (Director, See Remarks, 10% Owner)
Reporting Person: Webb C Clark (Director, See Remarks, 10% Owner)
Reporting Person: COVENANT RHA PARTNERS, L.P. (10% Owner)
Reporting Person: CCW/LAW Holdings, LLC (10% Owner)
Reporting Person: RHA Investments, Inc. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | Restricted Stock Units | $ | A | 143860 | Acquired | Classs A Common Stock (143860) | Direct | |
| 2023-03-09 | Restricted Stock Units | $ | A | 143860 | Acquired | Classs A Common Stock (136668) | Direct |
Footnotes
F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of the direct holder of shares of Class B Common Stock; (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings, and in his capacity as Co-Chief Executive Officer of the Issuer; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments, and in his capacity as Co-Chief Executive Officer of the Issuer (collectively, the "Reporting Persons").
F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
F3: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F4: The original Form 4 filed by the Reporting Persons on March 14, 2023 inadvertently underreported the number of RSUs granted to Mr. Webb and Mr. Alpert on March 9, 2023, and this amendment is filed to report the correct number of RSUs granted on such date.
F5: On March 9, 2023, Mr. Webb was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Webb remains in continuous service with the Issuer through such date.
F6: These securities are owned directly by Mr. Webb.
F7: On March 9, 2023, Mr. Alpert was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Alpert remains in continuous service with the Issuer through such date.
F8: These securities are owned directly by Mr. Alpert.