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P10, Inc. Director's Dealing 2023

Mar 17, 2023

32070_dirs_2023-03-17_c8531cc4-3eef-487c-8e3e-f4f5f69bd0c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-03-02

Reporting Person: Poston Edwin A. (Director, See Remarks)
Reporting Person: TrueBridge Colonial Fund, u/a dated 11/15/2015 (10% Owner)
Reporting Person: Williams Mel (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-02 Class A Common Stock M 33540 Acquired 33540 Direct
2023-03-02 Class A Common Stock F 10046 $10.82 Disposed 23494 Direct
2023-03-02 Class A Common Stock M 33540 Acquired 33540 Direct
2023-03-02 Class A Common Stock F 10046 $10.82 Disposed 23494 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-02 Restricted Stock Units $ M 33540 Disposed Class A Common Stock (33540) Direct
2023-03-02 Restricted Stock Units $ M 33540 Disposed Class A Common Stock (33540) Direct
2023-03-09 Restricted Stock Units $ A 43155 Acquired Class A Common Stock (43155) Direct
2023-03-09 Restricted Stock Units $ A 43155 Acquired Class A Common Stock (43155) Direct

Footnotes

F1: This Form 4 is being filed by Edwin Poston and Mel Williams (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. In addition, Mr. Poston serves as a director on the Board of Directors of the Issuer.

F2: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.

F3: These securities are owned directly by Mr. Poston.

F4: These securities are owned directly by Mr. Williams.

F5: On March 2, 2022, Mr. Poston was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.

F6: On March 2, 2022, Mr. Williams was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.

F7: On March 9, 2023, Mr. Poston was granted a total of 43,155 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Poston remains in continuous service with the Issuer through such date.

F8: On March 9, 2023, Mr. Williams was granted a total of 43,155 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Williams remains in continuous service with the Issuer through such date.