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P10, Inc. — Director's Dealing 2023
Oct 25, 2023
32070_dirs_2023-10-25_1489895b-fae3-4135-9e6a-914e7dd30ca0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-10-23
Reporting Person: Sarsfield Luke A. III (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-23 | Class A Common Stock | A | 107527 | $9.30 | Acquired | 107527 | Direct |
| 2023-10-23 | Class A Common Stock | F | 44198 | $9.30 | Disposed | 63329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-23 | Restricted Stock Units | $ | A | 654308 | Disposed | Class A Common Stock (654308) | Direct |
Footnotes
F1: On October 23, 2023, the reporting person received an initial signing bonus in the form of 107,527 fully vested shares of Class A Common Stock in lieu of cash.
F2: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F3: On October 23, 2023, the reporting person was granted 654,308 RSUs, which will vest ratably on the first, second and third anniversaries of the grant date, provided that the reporting person remains in continuous service with the Issuer through each such vesting date.